Ten
Commandments of Good Historical Writing
by Theron F. Schlabach
With apologies to the Author of the original ten
I.Thou shalt begin with an
outline that buildeth thy entire paper around thy central ideas.
- An outline built around a THESIS AND SUBTHESES will do the job much better
than one that only categorizes information or puts it into chronological
order--although topical analysis and narrative also have their uses. In any
case, whether you organize by thesis-subthesis, topic, or narrative, your
central task is to ask penetrating, interpretive questions of your sources.
Therefore structure your outline to let incidental facts recede as
supporting evidence, and to emphasize answers to intelligent questions.
- Facts and details should always support the main ideas in evident ways.
- Do not relegate the real point (or points) of the paper to the conclusion.
II. Thou shalt avoid self-conscious
discussion of thy intended purposes, thy strategy, thy sources, and thy research
methodology.
- Draw your reader's attention to the points you are making, not to yourself
and all the misery and sweat of your process of research and writing. Keep
the focus on what you have to say, not on the question of how you hope to
develop and say it. Do not parade around in your mental underwear. Show only
the well-pressed and well-shined final product.
- Avoid self-conscious-sounding phrases such as: "now let us turn
to"; "I will demonstrate that"; "now we see that";
even "I think that", or (even worse) "I feel that".
- Avoid use of first person.
- If you must discuss methodology, do it in a preface; discussing sources is
fine, but in a bibliographical essay.
- Phrases that tell your reader explicitly what you intend to do or to do
next, or that tell explicitly where to see emphasis, are crutches. They
indicate weaknesses in your paper's implicit development and emphasis.
- The above does not mean that you offer the reader no cues and clues. Yes,
it is important, in the opening paragraph or two of a paper or a section, to
lay out the essential question(s) you will address and often to hint at the
answers you may find. But do it artistically, not with a heavy hand. In the
cases of historiographical papers and book reviews you may of course discuss
sources. Those cases are exceptions. There may be other exceptions.
III. Thou mayest covet other
writers' ideas but thou shalt not steal them.
- Document EVERY quotation, paraphrase, or crucial idea that you borrow from
a source.
- Document those facts which you cannot consider common textbook knowledge--
especially those which could be controversial or which are crucial to the
development of your argument, analysis, or narrative.
- If there get to be too many footnotes, combine some or all that refer to a
given paragraph. However, never make one footnote cover material in more
than one paragraph. When in doubt, footnote.
IV. Thou shalt strive for clarity
above cuteness; thou shalt not use jargon when common language will serve, nor a
large word when a small one will serve, nor a foreign term when an English one
will serve, nor an abstract term where a vivid one is possible.
- Learn first of all to write lean, tough, logical, precise prose. After you
have learned that, you may begin to experiment with metaphors, allusions,
and fancily turned phrases. But use these only if they add to communication
and do not clutter it up.
- Never use more words when you can make the point with fewer.
- Trying to impress your reader with obscure vocabulary, erudition in
foreign or specialized verbiage, and all such pretension, is absolutely out.
- Take special care to keep verbs in their active, verb form, rather than
changing them into abstract nouns, usually with "tion" endings.
("She helped organize." Not: "She helped in the organization
of." "He was one who used Marx's ideas." Not: "He
participated in the utilization of the ideas of Marx.")
V. Remember thy paragraph to keep
it a significant unity; thou shalt not fragment thy discussion into one short
paragraph after another, and neither shalt thou write a paragraph that fails to
develop a topical idea.
- Think of the paragraph as an instrument to develop an idea. The paragraph
should have a recognizable idea, usually as a topic sentence.
- Usually, three sentences are minimum for a good paragraph, and most
paragraphs should have more. Short paragraphs seldom develop ideas or
nuances. They are for people with very short attention spans (which partly
explains why journalists use them).
- Maximum length for a good paragraph is roughly one typed, double-spaced
page, although a paper full of such long paragraphs will be tiring. A good
length for most is 1/2 to 3/4 page.
There are times to violate the no-one-or-two-sentence-paragraph rule,
especially: to make a succinct statement stand out sharply for emphasis; or,
to make a transition to a new section of the paper.
VI. Thou shalt write as if thy
reader is intelligent--but totally uninformed on any particular subject: hence,
thou shalt identify all persons, organizations, etc., and shalt in every way try
to make thy paper a self-sufficient unit.
- Here, the chief temptations are: to plunge into a subject without
adequately establishing time, place, and context; and, to refer to authors
and to obscure historical events as if everyone knew of them. The motive may
even be snobbery, showing off one's esoteric knowledge.
- So, do not refer to facts in language that implies that the reader is
already familiar with them, unless you have first established the facts. To
do so may make the reader feel dumb. Often this rule means: using
"a" or no article at all instead of using "the" or
a possessive pronoun; and, not putting the reference in a subordinate
clause.
- In the first reference to a person, organization, or whatever, give the
complete name (not only initials). Thereafter, unless a long space has
elapsed, you may refer to a person only by last name (seldom the familiarity
of only the first name). In the case of an organization, after the first
reference you may use an acronym (e.g., CIA for Central Intelligence Agency)
if you have made the meaning of the acronym clear.
VII. Thou shalt use quotations
sparingly and judiciously, only for color and clarity; if thou must quote,
quotations should not break the flow of thine own language and logic, and thy
text should make clear whom thou art quoting.
- Effective quotation is a literary device--not a way to transfer
information unprocessed and undigested from your sources to your reader.
- Quoting does NOT add authority, unless you have already established that
the source carries authority. Even then, paraphrasing may do as well or
better. (Often, you should be able to write better than did the original
author!)
- Usually, for art's sake, do not quote whole sentences. Your language will
flow better, without strange sentence structure and abrupt shifts in style,
if you quote only short phrases and merge them nicely into your own stream
of language.
- Indented block quotations are out! If a quotation gets beyond about four
lines (heaven forbid!), break it up, paraphrase, do something--but do not
make notches at the edge of your paper that signal a coming mass of
undigested material.
VIII. Thou shalt not relegate
essential information to thy footnotes
- Normally, discursive footnotes should be very few. If the information is
important enough to print, get it into the text; if not, save the paper.
IX. Thou shalt write consistently
in past tense, and in other ways keep thy reader firmly anchored in time.
- The "historical present" causes more confusion than it is worth.
Sense of time and context is first among the historian's contributions.
Writing of past events in the present tense is usually evidence that the
author lacked appreciation for historical setting.
- Historical essays and book reviews present special problems. But even the
author's act of writing a book took place in the past, even if only a year
or two ago. Thus, Hofstadter ARGUED, not "argues", in his Age of
Reform. Hofstadter is now dead, and presumably cannot argue (present tense).
Even if he were still living, we do not know that he has not changed his
mind; authors do change their minds. On the other hand, the book, if it is
the subject of the verb, does always continue to make the same point, so
that you do use present tense. Thus, Hofstadter's Age of Reform
"argues," not "argued".
- As you write, frequently intersperse time phrases: "in 1907",
"two years later", whatever. If the date is the more important,
state the date; if time elapsed is the more important, use a phrase such as
"two years later".
- Perfect tense is very helpful, indeed often necessary, for keeping the
time line clear--especially when you shift or flash forward or backward from
some reference point in time. ("In August, 1893 Smith met Jones at the
World's Exhibition in Chicago. Three years earlier they had met in London.
Now they met as old friends.") Note "had met".
X. Thou shalt not use passive
voice.
- Passive voice destroys clarity because often it does not make clear who
did the acting. ("The order was given.") In such cases, it fails
to give complete information. Or even if it does give the information
("The order was given by Lincoln.") it gives it back-end-forward.
Why not: "Lincoln gave the order."?
- If you write many sentences in passive voice, check whether your language
is not generally abstract and colorless. Passive voice almost always goes
with a style that lacks vigor and clear, direct statement.
- Some people have the notion that passive, colorless writing shows
scholarly objectivity. The idea is pure rot.